LICQual ISO/IEC 42001:2023 - Artificial Intelligence Management System (AIMS) Internal Auditor

Step into the forefront of AI governance with the LICQual ISO/IEC 42001:2023 – Artificial Intelligence Management System (AIMS) Internal Auditor course, designed for professionals who want to master auditing within AI management frameworks. As artificial intelligence continues to revolutionize industries, the demand for skilled internal auditors who can ensure compliance and drive continuous improvement in AI systems is rapidly growing. This course offers an essential pathway to understanding and applying the ISO/IEC 42001:2023 standard for effective AI management system auditing.

The course provides a comprehensive overview of the Artificial Intelligence Management System (AIMS) standard, emphasizing the internal auditor’s crucial role in maintaining AI governance and risk management. You will gain insight into AI-specific audit principles, techniques, and best practices aligned with ISO/IEC 42001:2023, enabling you to evaluate AI system processes for compliance, effectiveness, and performance. This solid foundation supports organizations in achieving ethical, secure, and efficient AI operations.

Through a blend of theoretical knowledge and practical exercises, you will develop the skills to plan, conduct, report, and follow up on internal audits within AI management systems. The curriculum covers auditing strategies tailored for AI’s unique challenges, including data integrity, algorithm transparency, and AI risk mitigation. By mastering these competencies, you become a pivotal contributor to your organization’s AI quality assurance and regulatory adherence.

The LICQual ISO/IEC 42001:2023 – Artificial Intelligence Management System (AIMS) Internal Auditor course is ideal for AI professionals, internal auditors, compliance officers, and quality managers who want to deepen their expertise in auditing AI systems. By understanding how to apply the ISO/IEC 42001:2023 framework internally, you will help your organization identify gaps, mitigate risks, and foster a culture of continual AI system improvement. Your auditing efforts ensure that AI deployments remain trustworthy, accountable, and aligned with global standards.

In addition to audit techniques, the course explores the evolving landscape of AI ethics, security, and compliance requirements. You will learn how to handle audit evidence specific to AI technologies and navigate complex issues such as bias detection and data privacy during audits. This knowledge positions you as a critical agent in upholding the integrity and transparency of AI-driven processes.

Equip yourself with internationally recognized skills to help your organization achieve ISO/IEC 42001 certification and maintain excellence in AI management. Empower your professional journey by mastering the art and science of AI internal auditing.

Course Overview


Qualification Title

LICQual ISO/IEC 42001:2023 – Artificial Intelligence Management System (AIMS) Internal Auditor


Total Units

6

Total Credits

40

GLH

120

Qualification #

LICQ2200429


Qualification Specification

Download Qualification Specification

To enroll in the LICQual ISO/IEC 42001:2023 – Artificial Intelligence Management System (AIMS) Internal Auditor applicants must meet the following criteria:

  • Age Requirement: Applicants must be at least 18 years old.
  • Educational Requirements: Candidates should have a minimum of a high school diploma or equivalent. A background in information technology, computer science, business management, or related fields is advantageous. Prior knowledge of management systems or artificial intelligence concepts will enhance understanding but is not mandatory.
  • Experience:Applicants are expected to have at least one year of professional experience in roles related to AI, IT, auditing, quality assurance, or compliance. Practical exposure to internal auditing or AI system operations will be beneficial for grasping course concepts. Candidates without prior auditing experience should have a strong interest in AI governance and quality management.
  • English Language Proficiency:Since the course and examination are conducted in English, candidates must have a good command of the English language. This includes the ability to comprehend technical materials, participate in discussions, and complete assessments effectively. Non-native English speakers are recommended to have an IELTS score of 5.5 or equivalent.

Qualification#

Unit Title

Credits

GLH

LICQ2200429-1

Introduction to ISO/IEC 42001:2023 and Artificial Intelligence Management Systems

8

24

LICQ2200429-2

Principles and Practices of Internal Auditing in AI Management Systems

8

24

LICQ2200429-3

Conducting Internal Audits for AI Management Systems

6

18

LICQ2200429-4

Reporting and Follow-up on AI Management System Audits

6

18

LICQ2200429-5

Legal, Ethical, and Regulatory Considerations in AI Auditing

6

18

LICQ2200429-6

Preparing for Certification and Enhancing Auditor Competency

6

18

By the end of this course, learners will be able to:

Study Unit 1: Introduction to ISO/IEC 42001:2023 and Artificial Intelligence Management Systems

  • Explain the structure and key requirements of the ISO/IEC 42001:2023 standard.
  • Describe the fundamentals of Artificial Intelligence Management Systems (AIMS).
  • Identify the roles and responsibilities of internal auditors within AI governance and risk management frameworks.

Study Unit 2: Principles and Practices of Internal Auditing in AI Management Systems

  • Illustrate the purpose and types of internal audits specific to AI management systems.
  • Develop effective audit plans and prepare for auditing activities in AI environments.
  • Recognize audit criteria and methods for collecting valid audit evidence in AI systems.

Study Unit 3: Conducting Internal Audits for AI Management Systems

  • Execute internal audit activities, including interviews, observations, and documentation review.
  • Assess AI system controls related to data integrity, security, and compliance.
  • Identify and document audit findings and nonconformities linked to AI management risks.

Study Unit 4: Reporting and Follow-up on AI Management System Audits

  • Prepare comprehensive and clear audit reports for various stakeholders.
  • Communicate audit findings effectively to management and relevant parties.
  • Develop and monitor corrective action plans to ensure continual improvement.

Study Unit 5: Legal, Ethical, and Regulatory Considerations in AI Auditing

  • Explain global legal and regulatory frameworks relevant to AI auditing.
  • Address ethical considerations including AI bias, transparency, and data privacy during audits.
  • Maintain auditor confidentiality and professional ethics throughout audit processes.

Study Unit 6: Preparing for Certification and Enhancing Auditor Competency

  • Outline steps to facilitate ISO/IEC 42001:2023 certification readiness via internal audits.
  • Apply best practices and audit tools to enhance audit effectiveness.
  • Plan for continuous professional development to stay current with AI auditing trends.

This diploma is ideal for:

  • Professionals involved in AI governance, compliance, and internal control functions
  • Internal auditors aiming to specialize in artificial intelligence management systems
  • IT auditors seeking to enhance their skills in AI systems assessment and risk evaluation
  • AI project managers responsible for system compliance and quality assurance
  • Quality managers and coordinators working with ISO or other management system standards
  • Compliance officers overseeing the ethical and legal aspects of AI deployment
  • Risk managers evaluating AI technologies for operational and strategic impact
  • Technical leads and engineers interested in ISO/IEC 42001:2023 compliance frameworks
  • Data protection officers and privacy professionals involved in AI-related systems
  • Business analysts assessing AI system performance and reliability
  • Consultants advising organizations on ISO/IEC 42001 implementation and internal audits
  • Professionals preparing organizations for AI management system certification
  • Information security specialists responsible for auditing AI system vulnerabilities
  • Policy advisors or legal experts working at the intersection of AI and regulatory compliance
  • Individuals seeking to future-proof their careers by gaining expertise in AI audit methodologies

Assessment and Verification

All units within this qualification are subject to internal assessment by the approved centre and external verification by LICQual. The qualification follows a criterion-referenced assessment approach, ensuring that applicants meet all specified learning outcomes.

To achieve a ‘Pass’ in any unit, applicants must provide valid, sufficient, and authentic evidence demonstrating their attainment of all learning outcomes and compliance with the prescribed assessment criteria. The Assessor is responsible for evaluating the evidence and determining whether the applicants has successfully met the required standards.

Assessors must maintain a clear and comprehensive audit trail, documenting the basis for their assessment decisions to ensure transparency, consistency, and compliance with quality assurance requirements.